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State Authorization

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State authorization is the process by which individual states regulate and approve higher education institutions to operate within their borders, including out-of-state institutions that intend to offer distance education or conduct field activities. It ensures that institutions comply with the requirements set by individual states or territories to legally offer educational programs, including online courses, clinical placements, internships, and other activities. Authorization requirements vary by state and under Federal Regulation 34 CFR 600.9(c), institutions must comply with all applicable state requirements to legally offer postsecondary distance education or correspondence courses within that state.

SARA Participation

The University of Kentucky participates in the State Authorization Reciprocity Agreement (SARA). SARA is an agreement amongst member states, districts, and territories that establishes comparable national standards and streamlines regulations, fees, and approvals for institutions offering interstate distance education activities. As a participating institution, UK is authorized to offer most distance educational activities across all SARA member states/territories (49 states, the District of Columbia, the U.S. Virgin Islands and Puerto Rico) without applying for individual state approval. Although California is not a SARA member, UK is authorized to offer educational activities in California as a public institution. Other non-SARA territories still require individual state authorization research and/or approval.

While the agreement enables UK to offer most distance education activities in SARA member states, SARA has no effects on professional licensure programs when state licensing agency rules are in effect. The DL Compliance Team conducts state authorization research for these programs to determine whether their distance education component is permitted in each U.S. state or territory.

Elements of State Authorization

Three key elements of state authorization in the context of distance education are:

  1. Distance Education Program Delivery: While SARA covers the delivery of most distance education programs in member states, offerings in non-SARA territories and some offerings in regulated fields may be restricted. Please refer to the State Authorization Map to verify if your distance education program is authorized to be offered in each state/territory.
  2. Out-of-State (OOS) Field Placement: This element refers to student learning activities outside of Kentucky that lead to credits for degree completion, such as practicums, internships, externships, clinicals, student teaching, etc. SARA covers most OOS field placements in member states, with the following exceptions that require individual state approval:
    1. When the host state licensure agency has regulatory restrictions on supervised field placements for out-of-state institutions.
    2. A placement of more than 10 students from an individual academic program placed simultaneously at one clinical or practicum site.
    3. When the host state objects to a supervised field experience or clinical placement due to one of the following reasons:
      • A demonstrable failure to achieve an acceptable professional licensing rate in the host state if the program customarily leads to licensure.
      • An unreasonable number of valid, documented complaints about program operation or quality which have not been adequately resolved by the institution.
    4. International field placements
  3. For details about SARA’s OOS field placement coverage, please refer to SARA Manual 5.11 and State Authorization and Reciprocity Basics.
    If your program/course contains OOS field placements, please refer to the Internal OOS Field Placement Map to verify if the placement is permitted in each state/territory. If you do not have access to the internal map, submit the Tableau Access Request Form.
    When providing OOS field placements, colleges and programs must ensure compliance with SARA requirements and/or any individual state governing agencies if beyond SARA coverage. The DL Compliance Team is responsible for collecting OOS field placement data from each college and reporting to NC-SARA annually.
  4. Other Educational Activities that Trigger Physical Presence: Out-of-state educational activities that extend beyond SARA coverage and trigger physical presence in a SARA member state will require individual state approval. An institution is considered to have physical presence in a state, and therefore require compliance with the state’s non-SARA requirements, if it engages in any of the following activities:
    1. Establishing a Physical Location for Instruction: Creating a semi-permanent fixed space (e.g., leased, rented, owned, or donated space) for students to receive synchronous or asynchronous instruction.
    2. Requiring In-Person Instruction: Requiring students to meet physically at a location for instructional purposes more than twice per semester for a total of more than six hours.
    3. Establishing an Administrative Office: Operating an administrative office in the state.
    4. Providing Enrollment or Student Support Services: Offering information to students for enrollment purposes or providing student support services from a physical site operated by or on behalf of the institution in the state.
    5. Offering Short Courses: Conducting a “short course” that requires more than 20 contact hours within a six-month period.
    6. Providing Office Space for Staff: Offering office space for instructional or non-instructional staff in the state.
    7. Maintaining a State-Based Mailing Address or Phone Exchange: Using a mailing address or phone exchange in the state.
      • Note: Casual use of a mobile phone by institutional representatives traveling through the state does not violate SARA policies.
    8. Supervising Field Study or Research: Conducting field study or research at a physical site where a faculty member, employee, or contractor supervises two or more students for an activity exceeding the short-course length outlined in Subsection 5.10(a)(5) and which either bear academic credit or is a requirement for a course or program.

Institutions engaging in activities that trigger physical presence must adhere to the state's specific regulations, as they are not covered under SARA's reciprocity framework. For detailed information on SARA coverage, please refer to SARA Manual 5.10. Programs may contact the Distance Learning Compliance Team with questions on seeking necessary approval(s), but it is the program’s responsibility to obtain the necessary state-specific authorization approval(s).

State Authorization Map

Refer to the State Authorization Map to verify if your online program can be offered in other states/territories. Refer to the Out-of-State Field Placement Map (linkblue credential required) to verify if your program can place students in other states/territories for learning placements.

 If you do not have access to the Out-of-State Field Placement Map, submit the Tableau Access Request Form for assistance.  

Frequently Asked Questions

No, the compliance team does not have the authority to approve or disapprove out-of-state educational activities. Each state/territory governs the delivery of postsecondary educational activities within its border. The DL team conducts state-by-state regulatory research to help UK’s academic programs understand authorization restrictions, requirements, or exemptions associated with conducting educational activities outside of Kentucky. 

Failure to comply can result in the loss of federal financial aid eligibility, fines or penalties imposed by state or federal agencies, and potential legal action or lawsuits from students or regulatory bodies. 

The DL Compliance team is designated to support all academic programs if they lead to state licensure and/or contain out-of-state educational activities, regardless of program modality.  

All programs offering distance education or other out-of-state educational activities (e.g., placements such as practicums, internships, externships, clinicals, student teaching; field trips that involve multi-night residency across state lines; a short course or seminar that takes more than 20 classroom hours in a 6-month period, etc.), are subject to state authorization compliance.  

If your program’s state authorization status is categorized as “Not Authorized” in any state/territory on the State Authorization Map, your program cannot enroll any online students residing in that state.  

If your program’s state authorization status is categorized as “Not Authorized” in any state/territory on the Out-of-State Field Placement Map, your program/courses cannot place any students in learning placements in that state. If you do not have access to the Out-of-State Field Placement Map, submit the Tableau Access Request Form for assistance. 

The program cannot enroll online students or conduct any educational activities in the state or territory before approval or confirmation is successfully obtained from the appropriate agency board.

The Colorado Workers’ Compensation Act requires that the institution ensures that the student has worker compensation insurance if the student is participating in a field placement in Colorado.

New Hampshire requires that programs such as internships, job shadowing, or mentor programs be approved by the Labor Commissioner when a student is working for practical experience and is not being paid or is being paid at a subminimum rate. Both the program and placement work site must be registered with the NH Department of Labor. https://www.nh.gov/labor/inspection/school-to-work.htm

Please contact the DL Compliance Team for more information about the questions above.

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